Compliance Policies

Assurances of Compliance with Federal Regulations

• UT HSC Statement Federalwide Assurance (FWA) for Human Subject Protections
• Office for Human Research Protections (OHRP) List of Approved Assurances and Registered IRBs

Conflict of Interest

• UT COMC GME and health related vendor representatives/industry and promotional activities:  Guidelines for House staff and faculty
• UT HSC Fiscal Policy F125B:  Conflict of Interests-Interactions between healthcare professionals and industry
• UT HSC Faculty Handbook Appendix D:  General Policies on Conflicts of Interest
• UT System Fiscal Policy FIO125:  Conflict of Interests
• Erlanger Health System Code of Conduct

Contracts

• UT System Fiscal Policy FIO420:  Contracts

 Dishonesty (Fraud, Waste and Abuse)

• UT System Fiscal Policy FIO130:  Fraud, Waste and Abuse
• UT System Code of Conduct HRO580

Grants and Contracts

• UT System Fiscal Policy (FI0205)

Human Subjects in Research 

• UT COMC Institutional Review Board
• UT COMC Investigator's Manual
• UT HSC Use of Human Subjects in Research

Institutional Review Board

IRB Policies and Procedures 2012.6

Maintenance of University Records

• UT System Fiscal Policy FIO120:  Records Management (including paper and electronic recordkeeping)

Misconduct in Research and Service

• UT HSC Faculty Handbook Appendix G:  Honor Code
• UT HSC Statement of Policy on Misconduct in Research and Service
• UT System Code of Conduct HR0580
• Office of Research Integrity (ORI):  Federal Research Misconduct Policies

Patents, Copyrights and Other Intellectual Property

• UT HSC Patents, Copyrights and other Intellectual Property
• UT Research Foundation Policy on Patents, Copyrights and Other Intellectual Property
• UT Research Foundation Student Technology & Commercialization Program Policies

University Symbol (Logo), Institutional Designation (Name), Letterhead and Printed Materials

• UT HSC Administrative Policy 2.190:  Logo, Name, Letterhead and Printed Materials

University Travel

• UT System Fiscal Policy FIO705:  Travel

OTHER DOCUMENTS RELATED TO RESEARCH

• UT HSC Faculty Handbook
• UT HSC Fiscal Procedures
• UT COMC Institutional Review Board
• UT HSC Personnel Procedures
• UTHSC Safety Manual
• UT COMC Resident Involvement in Scholarly Activity